Regulators

OSFI flags frontier AI as top threat to Canada's financial system

Canada's banking regulator warns that rapid AI advances are amplifying cyber, third-party, and reputational risks facing financial institutions

OSFI flags frontier AI as top threat to Canada's financial system

CIRO warns clients on risks of trading outside market hours

Canada's national self-regulatory body issues new guidance and educational resources on extended hours trading risks

CIRO warns clients on risks of trading outside market hours

CIRO panel bans Toronto mutual fund rep over non-cooperation

A $20,000 costs award trails the $50,000 fine after the Toronto rep skipped his own hearing

CIRO panel bans Toronto mutual fund rep over non-cooperation

FAIR Canada tells regulators to hold the line on prediction markets

Wealthsimple wants wider retail access to event contracts; FAIR Canada says prove it first

FAIR Canada tells regulators to hold the line on prediction markets

CIRO fines Scotia Securities $275,000 over complaint failures

Bank staff logged 371 client complaints in the wrong system for nearly two years

CIRO fines Scotia Securities $275,000 over complaint failures

CFTC flags manipulation risk in prediction market contracts tied to individual conduct

US regulator says exchanges must clear a higher bar before listing event contracts that settle on a named person's words or actions

CFTC flags manipulation risk in prediction market contracts tied to individual conduct