Regulators

CIRO to move forward with allowing OEO dealers to inform DIY investors

Regulator proposes new guidance to broaden availability of regulated information

CIRO to move forward with allowing OEO dealers to inform DIY investors

CIRO bars CIBC duo after $957,000 in undisclosed client transactions and non-cooperation

The duo is fined and permanently banned after failing to disclose conflicts or attend hearings

CIRO bars CIBC duo after $957,000 in undisclosed client transactions and non-cooperation

Investment funds to get access to BoC emergency liquidity funds

The facility provides liquidity to eligible entities to ensure financial system stability

Investment funds to get access to BoC emergency liquidity funds

OSC highlights compliance, crypto, culture in annual RIE division report

Annual report reflects transformative year for the provincial securities regulator

OSC highlights compliance, crypto, culture in annual RIE division report

CSA flags CIRO for failing internal control and cloud data standards

Regulators cite CIRO's Québec intake gaps and CERTS oversight in annual compliance review

CSA flags CIRO for failing internal control and cloud data standards

Fraudster convicted in $7.75 million scheme tied to locked-in retirement account investments

Over 300 investors lost $20 million as fake documents kept retirement fund scam going for years

Fraudster convicted in $7.75 million scheme tied to locked-in retirement account investments